Securities agents, investment dealers and brokers

National Occupation Code (NOC): 1113

Securities agents and investment dealers buy and sell stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers, banks, trust companies, insurance firms and other establishments. Brokers buy and sell stocks, bonds, commodity futures, foreign currencies and other securities at stock exchanges on behalf of investment dealers. They are employed by investment companies, stock brokerage firms, stock and commodity exchanges and other establishments in the securities industry.

Alternate Job Titles

  • Annuity Representative - Investments
  • Arbitrager
  • Bond Broker
  • Bond Dealer
  • Bond Trader
  • Broker
  • Commodity Broker
  • Commodity Trader
  • Discount Broker
  • Equity Trader
  • Financial Broker
  • Floor Trader - Commodity Exchange
  • Foreign Exchange Dealer
  • Foreign Exchange Trader
  • Futures Trader
  • Grain Broker
  • Grain Broker - Commodity Trading
  • Grain Trader
  • Independent Floor Trader
  • Investment Broker
  • Investment Dealer
  • Investment Representative
  • Money Market Trader
  • Mutual Fund Broker
  • Mutual Fund Sales Agent
  • Mutual Fund Sales Representative
  • Options Trader
  • Registered Investment Representative
  • Registered Representatives Supervisor
  • Securities Agent
  • Securities Representative
  • Securities Sales Agent
  • Securities Salesman/woman
  • Securities Trader
  • Stock Exchange Floor Trader
  • Stockbroker
  • Stocks And Bonds Trader
  • Trust Services Salesman/woman
  • Bond Dealer
  • Broker
  • Commodity Broker
  • Discount Broker
  • Floor Trader - Commodity Exchange
  • Foreign Exchange Trader
  • Investment Dealer
  • Mutual Fund Broker
  • Mutual Fund Sales Representative
  • Registered Investment Representative
  • Registered Representatives Supervisor
  • Securities Agent
  • Securities Sales Agent
  • Securities Trader
  • Stockbroker
  • International Trade And Investment Specialist
  • Associate Manager, Investor Services
  • MISO Trader
  • Discretionary Management Trade Facilitation Lead

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